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registered exchange

См. также в других словарях:

  • registered security — see security Merriam Webster’s Dictionary of Law. Merriam Webster. 1996. registered security …   Law dictionary

  • registered representative — n. A person who has met certain qualifications and is allowed by the Securities and Exchange Commission to sell securities to the general public. The Essential Law Dictionary. Sphinx Publishing, An imprint of Sourcebooks, Inc. Amy Hackney… …   Law dictionary

  • registered share exchange — Exchange from bearer shares into registered shares. Euroclear Clearing and Settlement glossary …   Financial and business terms

  • registered share exchange — Exchange from bearer shares into registered shares …   Euroclear glossary

  • Registered Investment Advisor — Investment Advisor (IA) is a non formal designation describing a person or firm in the United States who has registered with the U.S. Securities and Exchange Commission or state regulatory agency (where the primary business is situated or… …   Wikipedia

  • Registered Representative — A Registered Representative, also called a General Securities Representative, a Stock Broker, or an Account Executive, is an individual who is licensed to sell securities and has the legal power of an agent. Registered Representatives usually… …   Wikipedia

  • Registered Principal — A licensed securities dealer who is also empowered to oversee operational, compliance, trading and sales operations and the personnel who staff them. Registered principals must have all the basic securities licenses required for the operation… …   Investment dictionary

  • registered commodity representative — ( RCR) A person who is registered with the exchanges and the CFTC and is responsible for soliciting business, knowing his/her customers, collecting margin, submitting orders, and recommending and/or executing trades for customers. A registered… …   Financial and business terms

  • Registered jack — A registered jack (RJ) is a standardized physical interface both jack construction and wiring pattern for connecting telecommunications equipment (commonly, a telephone jack) or computer networking equipment to a service provided by a local… …   Wikipedia

  • Exchange-traded fund — An exchange traded fund (ETF) is an investment fund traded on stock exchanges, much like stocks.[1] An ETF holds assets such as stocks, commodities, or bonds, and trades close to its net asset value over the course of the trading day. Most ETFs… …   Wikipedia

  • Registered Options Trader — An individual working on the floor of an exchange whose function it is to watch a number of options traded on the exchange to ensure that they are being traded fairly, in fair market conditions. The individual may trade for him/herself or for… …   Investment dictionary

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